Bloomberg forces SEC to provide cost analysis of primary issuance database
Bloomberg has had its case for the US Securities and Exchange Commission (SEC), to provide an analysis of the costs for a primary bond market database, supported in an ...
Details on MiFIR deferral regime still needed
A draft report published by Danuta Hübner, rapporteur for the Committee on Economic and Monetary Affairs at the European Parliament, has detailed changes to the ...
MiFID II Review: EC could allow payment for order flow in Europe
An ongoing review of the revised Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instruments Regulation (MiFIR) has seen debate on the ...
European trading strained in high yield
Comparing European high yield (HY) and investment grade (IG) corporate bond data from MarketAxess, the pressure for traders and investors in high yield markets is very ...
What FINRA’s trade reporting changes tell us about consolidated tapes
Understanding the difference between commercial and public data offerings is crucial for data users. A good example of this difference can be found with a reclibration ...
SEC proposes regulation of high-frequency trading firms in US Treasury market
US market regulator, the Securities and Exchange Commission (SEC), has proposed regulation of high-frequency trading (HFT) firms, also referred to as proprietary trading ...
Block trading investigations follow a long trend
Several investigations reported in the press are following regulatory scrutiny of block trading arrangements. The investigations reported by Bloomberg, Reuters and the ...
SEC warns on counterparty risk in volatile markets
Staff of the Security and Exchange Commission (SEC) division of trading and markets have urged broker-dealers and other market participants to remain vigilant to market ...
FMSB publishes final standard for the sharing of investor allocation information
The FICC Markets Standards Board (FMSB) has published the final standard for the sharing of investor allocation information in the fixed income primary markets. ...
Swedish regulator FinansInspektionen flags corporate bond markets for review in 2022
Swedish capital markets regulator, FinansInspektionen (FI), has published its priorities for 2022, including a review on the bond markets and fund holdings of corporate ...
ESMA launches consultation to clarify boundaries of trading venues under MiFID II
The European and Securities Market Authority (ESMA) has launched a consultation on what constitutes a trading venue, and what can be considered a trading tool – and is ...
FCA to investigate barriers for buy side to access data
The UK’s market regulator, the Financial Conduct Authority (FCA) will launch two market studies and gather further information to investigate access to wholesale data. ...
BlueCrest hit by £40m fine by FCA
Fund manager BlueCrest has been fined just over £40 million by the UK’s Financial Conduct Authority (FCA) for inadequate disclosures to investors, regarding its ...
Ferber says ESMA ‘too powerful’ in new EC consolidated tape plan
The European Commission has today adopted a package of measures designed to improve the ability of companies to raise capital across the European Union (EU), including ...
Swedish broker shut for pushing risky bonds and illicit issuer payments
Swedish market regulator, Finansinspektionen (FI), has revoked all permits for Nord Fondkommission AB (Nord FK) to continue trading. Nord FK is a securities firm whose ...
