- Home
- Regulation
- Page 3
Regulation
FCA fines former BAML bond trader for spoofing
By Flora McFarlane.
US unbundling does not impose fiduciary execution rules on dealers
By Flora McFarlane.
SEC forms Fixed Income Market Structure Advisory Committee
By Flora McFarlane.
Swap market participants begin using DSB
It appears that swap market participants are beginning to use the service in increasing numbers as the Derivatives Service Bureau (DSB) reports a rise in registrations. ...
Hermes Investment Management chooses IHS Markit for TCA
By Flora McFarlane.
JP Morgan chooses Mosaic fixed income data analytics platform
By Flora McFarlane.
FIX issues guide for MiFID II reporting of bond trades
By Flora McFarlane.
What is best execution and how can firms achieve it?
Gareth Coltman, Head of European Product Management, MarketAxess Europe offers his insights. There is no doubt that MiFID II will have a profound and lasting effect on ...
PLSA: Absorbed research costs must not impede transparency for investors
By Flora McFarlane.
Major concerns raised about repo
By Flora McFarlane.
Kempen chooses SimCorp Coric for legacy client reporting
By Flora McFarlane.
Financial Conduct Authority approves Trax and Tradeweb for MiFID II Reporting
By Flora McFarlane.
BTMU fined for spoofing in Treasury futures
By Flora McFarlane.
The breakdown: How asset managers are tackling fixed income unbundling
By Flora McFarlane & Dan Barnes.
SEC finds market liquidity minimally impacted by regulatory reforms
By Flora McFarlane.
Page 3 of 5