Bloomberg forces SEC to provide cost analysis of primary issuance database
Bloomberg has had its case for the US Securities and Exchange Commission (SEC), to provide an analysis of the costs for a primary bond market database, supported in an ...
Bloomberg warns on SEC extending exchange rules into bond market communication protocols
In a letter penned by Bloomberg’s Gregory Babyak, global head of regulatory Affairs and Gary Stone regulatory analyst and market structure strategist, the market data, ...
SEC proposes regulation of high-frequency trading firms in US Treasury market
US market regulator, the Securities and Exchange Commission (SEC), has proposed regulation of high-frequency trading (HFT) firms, also referred to as proprietary trading ...
SEC warns on counterparty risk in volatile markets
Staff of the Security and Exchange Commission (SEC) division of trading and markets have urged broker-dealers and other market participants to remain vigilant to market ...
SEC’s issuer proposal on cyber security risk ‘a step further than Sarbanes Oxley’
US market regulator, the Securities and Exchange Commission (SEC), has proposed amendments to its rules to enhance and standardise disclosures regarding cybersecurity ...
Reg ATS: What does the proposed expansion mean for bond trading venues?
In late January the Securities and Exchange Commission (SEC) proposed rules to bring more Alternative Trading Systems (ATS) that trade Treasuries and other government ...
The $21.6 trillion question: How many regulators does it take to change a lightbulb?
The US$21.6 trillion US Treasury market is confounded by a lack of transparency and very short-term liquidity provision, according to a new joint staff report published ...
Credit Suisse and VTB fined millions by UK, US and Swiss authorities over Mozambican bonds
Credit Suisse Group AG has agreed to pay nearly US$475 million to Swiss, UK and US authorities, including nearly $100 million to the US Securities and Exchange ...
Bond-trading broker-dealer charged for allegedly bankrupting firm
The Securities and Exchange Commission (SEC) has charged Keith Wakefield, a former managing director and head of fixed income trading at IFS Securities, an Atlanta-based ...
Clearstream consortium seeks to resolve historic Reg S and Rule 144A bond inefficiencies
Adrian Dacruz, VP strategic market development, Clearstream.
The Gensler Agenda
Will Gary Gensler, chair of the Securities and Exchange Commission (SEC), one of the US market regulators, have time to tackle issues in the fixed income markets? Not if ...
Primary markets : Discretion is the better part of bond issuance
The US regulator has raised questions over bank control of new issuance automation – the question is whether banks behave with valour. A recent report by the Securities ...
SEC requests comment on evolution of buy-side internal crossing rules
Commissioner Elad Roisman.
Tabb Group event: Concern regarding Reg ATS expansion
Ari Burstein, Moderator & president of Capital Markets Strategies
SEC approves primary market database for US credit
Commissioner Elad Roisman.
