SEC Fixed Income Committee: Debate on liquidity metrics
By Flora McFarlane.
Potential SEC pilot programmes explored by new bond committee
The Securities and Exchange Commission’s Fixed Income Market Structure Advisory Committee (FIMSAC) explored the possibility of prescriptive intervention to accelerate ...
New SEC Fixed Income Committee to cover liquidity issues this week
By Flora McFarlane.
US unbundling does not impose fiduciary execution rules on dealers
By Flora McFarlane.
SEC forms Fixed Income Market Structure Advisory Committee
By Flora McFarlane.
SEC finds market liquidity minimally impacted by regulatory reforms
By Flora McFarlane.
What the regulators don’t know about spoofing
At least 5% of treasuries volume is self-trading yet the legality of these trades is unchecked. Dan Barnes, reports. Self-trading is defined as a transaction in which ...
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