ICE Data fine is symptomatic of bond data challenge
Daniel Michael, chief of SEC's Enforcement Division’s Complex Financial Instruments Unit.
Editorial: Oversight of US bond markets is broken
Oversight of the US bond markets is broken. The world’s sixth largest bank by assets, JP Morgan, was able to manipulate the US Treasury market, the global benchmark for ...
CFTC & SEC: JP Morgan manipulated Treasuries market during flash crash period
Heath Tarbert, Chairman, CFTC.
SEC report on algo trading highlights lack of joint oversight
US markets regulator the Securities and Exchange Commission (SEC) has published a report to the US Congress on algorithmic trading in US debt and equity markets, ...
SEC creates unit to tackle emerging risks
The Securities and Exchange Commission has created the Event and Emerging Risks Examination Team (EERT) in the Office of Compliance Inspections and Examinations (OCIE). ...
Wellington: Internal crossing could have saved US$10-15 million
The Securities and Exchange Commission (SEC) sub-committee the Fixed Income Market Structure Advisory Committee (FIMSAC), has unanimously passed a proposal to support ...
Market data costs in spotlight under new FCA review
The UK’s Financial Conduct Authority (FCA) has issued a call for input (CFI) to better understand how data and advanced analytics are being accessed and used in the ...
FINRA reporting change could support low-touch trading at size
A proposed pilot project for raising the size at which US bond trades must be reported, and delaying reporting for even larger trades, could lead to greater automation ...
US shutdown hitting bond market traders
By Pia Hecher.
SEC committee proposes bond issuance database for US credit
By Pia Hecher.
FIMSAC releases agenda for today's meeting
By Pia Hecher.
SEC pushes for transparency of municipal bond issuers
By Pia Hecher.
Controversy as buy side forces U-turn on US liquidity rule
By Jonathan Weitzmann.
SEC committee proposes TRACE block trading delay
The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory committee met on 9 April 2018 to discuss a proposed pilot for a more calibrated ...
